Tag: FCA
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FCA fines investment firm TJM £2M for anti-money laundering failures
LATEST: UK’s FIU chief Matthew Long to join Financial Conduct Authority (FCA) from National Crime Agency (NCA); six new directors named including ex police chief Karen Baxter
AML, Compliance, Financial Crime
PremiumBREAKING: FCA fines Ghana International Bank £5.8M (€6.7M) for AML/CFT failures
FCA fines insurance broker £7.8M for FinCrime control failure
FCA to use new powers to cancel regulatory permissions of firms who fail to comply with regulations
FCA secures £2M from FinTech linked to alleged bank fraud
FCA raises concerns over challenger banks FinCrime defences following ‘substantial’ increase in SARs filed
UK’s Financial Conduct Authority extends deadline for crypto firms
AML, Crypto, Financial Services
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