About the job
Your field of responsibility
Join us as Senior Compliance Officer within the Compliance team in our Risk & Compliance Division located in Frankfurt. You give Compliance advice in particular to the International Wealth Management Business, Private Banking as well as Asset Management, in a demanding environment based on WpHG, KWG, KAGB, MaComp and MaRisk and the relevant EU directives / EU regulations. You implement and maintain Compliance Policies & Procedures for all relevant business activities of Credit Suisse units in Germany, conduct structured and ad-hoc reviews and develop and conduct Compliance trainings you for our employees. Also, you participate in international Compliance projects and cooperate closely within the international compliance function of Credit Suisse.
Your future colleagues
Join a highly motivated team of Compliance Professionals advising and supervising the business to ensure regulatory Compliance. This is an excellent platform for personal and professional development within a highly committed and collaborative team in an international and fast-paced environment. If you consistently strive to learn, improve existing processes and achieve efficiencies based on a firm and balanced view of regulatory requirements and risks, we are the match for your ambition. We are a department which values Diversity and Inclusion (D&I) and is committed to realizing the firm’s D&I ambition which is an integral part of our global cultural values.
Your skills and experience
You’ll be a good match, if you have
- University degree or equivalent education
- At least 5 years of experience in Financial Services firms as a Compliance advisor
- In-depth knowledge of the Private Banking and Asset Management business, including understanding governance requirements in connection with the provision of investment advice, cross border distribution of investment funds, requirements for fair, clear and non-misleading information and conflict management
- Up-to-date knowledge of recent regulatory developments (MaRisk Compliance)
- Strong communication skill to effectively communicate even complex, difficult or sensitive information appropriately in order to build consensus and to strengthen cooperation
- Willingness to assume responsibility for own actions and results
- Fluency in German and English is a must
- Understands the value of diversity in the workplace and is dedicated to fostering an inclusive culture in all aspects of working life so that people from all backgrounds receive equal treatment, realize their full potential and can bring their full, authentic selves to work
Germany-Frankfurt-Frankfurt
Apply Here
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