Role Description:
- Conducting client due diligence (CDD) and enhanced due diligence (ECDD) in accordance with internal policies, procedures and regulatory guidelines
- Review of refresh requirements for assigned jurisdiction in line with related Client Identification Profile (CIP)/CDD Procedures to ensure adequacy and accuracy before the requirements are sent to the client.
- Liaise with sales/ client outreach teams to obtain and validate correct documentation to fulfil refresh requirements
- Perform client refresh through the review of client documentation, vendor databases and data entered into proprietary systems to ensure all refresh requirements are met
- Ensure all jurisdictional regulatory requirements related to KYC are adhered to
- Support business with KYC related queries and requests
- Participate in remediation, internal/external Audits
The Team:
Anti Money Laundering (AML) Know Your Customer/Client Due Diligence (KYC/CDD) is part of the Global Operations organisation and is responsible for client AML/KYC refresh globally.
The team supports the business in completing AML/KYC due diligence checks as well as maintaining client records. The associate will work within the AML Operations organisation as an analyst in support of client refresh and remediation processes.
Core Skills:
- Excellent verbal and written communications skills
- Two or more years of financial services experience
- Documented experience performing in a process oriented production environment that changes periodically
- Familiar with MS Office Suite (Excel/Word/Outlook/Access)
Proven ability to:
– Work in a team environment
– Organise work, prioritise tasks and handle multiple assignments simultaneously
– Successfully meet tight deadlines while ensuring data accuracy and integrity
– Work and execute with minimal supervision or remote management
Apply Here
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