Anti-Financial Crime & Financial Crime Compliance
Leadership | Insight | Network

AML, Financial Crime, Financial Services, News, US

NEWS: FinCEN examines inclusion of investment advisors under AML regulations

By Alisha Houlihan for AMLi

The US Treasury’s Financial Crimes Enforcement Network (FinCEN) has reportedly revived plans to include more than 11,000 investment advisors across the US under AML regulations.

FinCEN first published a proposed rule on the inclusion of investment advisors into the definition of financial institutions back in 2015.

AML Intelligence
Subscribe now to have unlimited access

With our subscription, you will have unlimited access to the AML Intelligence site, updated daily with the latest analysis, opinion, and breaking news across the sector, newsletter delivered twice per week, access to our Global Bank Fines & Penalties database, free access to Boardroom Series and more!