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NEWS: UK’s FCA fines Sigma Broking £530K (€605.8K) and bans former directors over reporting failures

By Alisha Houlihan for AMLi

Britain’s financial watchdog, the Financial Conduct Authority (FCA) has hit Sigma Broking Limited (Sigma) with a £531K (€606.8K) fine for a series of reporting failures. 

Additionally, three former directors have each been fined over £200K (€203K) with two of whom have been barred from the involvement in the industry.

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