Anti-Financial Crime & Financial Crime Compliance
Regulatory Intelligence Leadership | Insight | Network

Tag: ANIFI

Page 1/1

Regulatory Watch News

  • Update to UK Sanctions List: ISIL (Da’esh) and Al-Qaeda Sanctions Regime

    UK Government

    Today, Monday 17 August, the UK Government has varied the designations of 6 individuals and 2 entities sanctioned under the ISIL (Da’esh) and Al-Qaeda Sanctions Regime. This reflects the recent updates to these listings made by the UN Security Council Sanctions Committee pursuant to resolutions 1267 (1999), 1989 (2011) and 2253 (2015). Varied Individuals:

    Name: UN ID: Unique ID:
    Mohammed Salahadlin Abd El Halim ZIDANA QDi.001 AQD0312
    Adem YILMAZ QDi.261 AQD0120
    Shafi Sultan Mohammed AL-AJMI QDi.338 AQD0314
    Amin Muhammad Ul Haq SAAM KHAN QDi.0002 AQD0136
    Abubakar SWALLEH QDi.436 AQD0388
    Hamidah NABAGALA QDi.439 AQD0391
      Varied Entities:
    Name: UN ID: Unique ID:
    UMMAH TAMEER E-NAU (UTN) QDe.068 AQD0083
    ISLAMIC STATE IN IRAQ AND THE LEVANT – KHORASAN (ISIL-K) QDe.161 AQD0357
     

  • Former SFC staff member charged following joint investigation with ICAC

    Securities and Futures Commission

    The Securities and Futures Commission (SFC) notes that the Independent Commission Against Corruption (ICAC) has today charged a former SFC manager with obtaining access to a computer with a view to dishonest gain. The charges follow a joint investigation between the SFC and the ICAC. The employment of the staff member concerned was terminated immediately after her arrest, and the SFC has fully cooperated with the ICAC throughout the investigation.

  • SEC Charges Boiler Room Operator and Three Entities with Defrauding Retail Investors in $74 Million Pre-IPO Investment Scam

    SEC

    Washington D.C., Aug. 14, 2026 —
    The Securities and Exchange Commission today charged New York resident Andrew Spaventa and three entities he owned and controlled with fraud and other violations in connection with unregistered securities offerings of private funds that purportedly provided retail investors an opportunity to invest in shares of “pre-IPO” private companies while charging hidden fees.

Sign Up To Our Newsletter

Contact Us