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NEWS: TradeStation Securities to pay OFAC $1.1m over apparent sanctions breaches

Premium March 18, 2026

OFAC, the US Office of Foreign Assets Control

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NEWS: SEC enforcement director Margaret Ryan suddenly resigns after 6 months

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INSIGHT: Meta vowed to stop illegal financial ads in Britain. It failed 1,000 times in a week

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LATEST: Global Fraud Summit 2026 ends with ‘Call to Action’ against scam surge

By PAUL O’DONOGHUE, Senior Correspondent

TRADESTATION Securities has agreed to pay $1.1 million to settle potential civil liability for sanctions breaches, the U.S. Office of Foreign Assets Control (OFAC) said.

OFAC said the firm committed “481 apparent violations of multiple sanctions programs.” Between June 21, 2021 and June 15, 2022, TradeStation “provided investment services to customers located in Iran, Syria, and the Crimea region of Ukraine… enabling those customers to execute securities-related transactions.”

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Premium

NEWS: SEC enforcement director Margaret Ryan suddenly resigns after 6 months

 Premium

INSIGHT: Meta vowed to stop illegal financial ads in Britain. It failed 1,000 times in a week

 Premium

LATEST: Global Fraud Summit 2026 ends with ‘Call to Action’ against scam surge

Regulatory Watch News

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  • Latvia: 20 suspects detained over €1.5 million IT procurement fraud

    European Public Prosecutor's Office

    (Luxembourg, 18 March 2026) – The European Public Prosecutor’s Office (EPPO) in Riga (Latvia) has dismantled an organised crime group involving public officials suspected of wrongdoing in public procurement procedures for the acquisition of IT systems by state institutions. Twenty suspects were detained yesterday, including public officials. A total of 57 house and company searches were carried out yesterday with the support of Europol, the Economic Crime Combating Department and other Latvian law enforcement agencies. A substantial amount of evidence was seized, including from the State Digital Development Agency.

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