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NEWS: TradeStation Securities to pay OFAC $1.1m over apparent sanctions breaches

Premium March 18, 2026

OFAC, the US Office of Foreign Assets Control

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INSIGHT: Meta vowed to stop illegal financial ads in Britain. It failed 1,000 times in a week

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LATEST: Global Fraud Summit 2026 ends with ‘Call to Action’ against scam surge

LATEST: Canada’s FINTRAC takes down 23 crypto-linked MSBs

By PAUL O’DONOGHUE, Senior Correspondent

TRADESTATION Securities has agreed to pay $1.1 million to settle potential civil liability for sanctions breaches, the U.S. Office of Foreign Assets Control (OFAC) said.

OFAC said the firm committed “481 apparent violations of multiple sanctions programs.” Between June 21, 2021 and June 15, 2022, TradeStation “provided investment services to customers located in Iran, Syria, and the Crimea region of Ukraine… enabling those customers to execute securities-related transactions.”

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Premium

INSIGHT: Meta vowed to stop illegal financial ads in Britain. It failed 1,000 times in a week

 Premium

LATEST: Global Fraud Summit 2026 ends with ‘Call to Action’ against scam surge

LATEST: Canada’s FINTRAC takes down 23 crypto-linked MSBs

Regulatory Watch News

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